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Gain consciousness of important deficiencies determined in the course of compliance reviews in addition to EMD concerns and projects which the Compliance and Registrant Regulation department centered on over the 12 months.

We welcome users from the authorized Local community to return in, have a espresso, and chat about developments which will have an impact on their procedures, such as the Canadian Securities Directors’ Regulatory Sandbox and workers see on cryptocurrency offerings.

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OSC team will likely be Talking within the YWCA concerning the pink flags of fraud, typical types of investment decision fraud, and the way to make a lot more informed financial choices.

This seminar will evaluate widespread administrative and procedural submitting issues and glitches made by reporting issuers. OSC staff members will discuss how to stay away from certain frequent glitches during the context of prospectus, application... More details

Achieve insight into expectations around the policies and procedures guide plus the role on the compliance officer, including the necessity of your compliance officer to report towards the Board Hear about emerging difficulties that may require thing to consider from a compliance standpoint, plus the connected regulatory expectations Presentation Materials

OSC staff members are going to be Talking for the Downtown Group Centre. The Safeguard Your hard earned money presentation will help Local community associates learn how to shield on their own from financial investment fraud, how to work using an advisor and how to make additional educated financial choices.

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OSC employees might be in the Senior Citizen’s Fall in Centre to take a look at fraud avoidance. The Defend Your Money presentation may help click this community customers learn how to protect them selves from expense fraud, what questions to check with ahead of they spend and the way to make much more informed financial conclusions.

OSC team might be find here speaking to newcomers at Settlement Help and Spouse and children Guidance Solutions to aid them locate unbiased fiscal details, understand what inquiries to talk to just before they invest and also the warning signs of financial investment fraud.

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To find out more about the new rules for undertaking issuers To be aware of expectations underneath the new principles Presentation files

Personnel will talk about critical challenges and customary errors relevant to the calculation and filing of the participation costs. There'll even be discussion in the conclusions within the 2013 desk assessment of participation fees calculations as well as a dialogue about the proposed modifications to OSC Rule 13-502 Charges

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The OSC is delighted to present per day of panel discussions focused on capital sector concerns and traits in Canada And exactly how they relate to the global financial and regulatory environment.

Improve idea of the CSA’s proposal on the option of discontinuing embedded commissions and its assessment of the probable impacts of you can try this out this type of change on traders and marketplace participants;

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Employees will go over crucial troubles and common mistakes connected with the calculation and filing with the participation costs. There will also be dialogue on the conclusions from the 2013 desk review of participation fees calculations along with a dialogue about the proposed improvements to OSC Rule thirteen-502 Expenses.

OSC staff is going to be Chatting with newcomers about saving and investing, fraud avoidance and where to uncover impartial information and facts.

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